Client Information

Privacy Policy
At first Washington Corporation, Inc. (FWC) , we are committed to protecting your privacy and the confidentiality of your personal and financial information. The measures we take to keep your personal information private and secure are outlined below.

How we Protect Confidentiality
FWC uses procedural, physical, and electronic system safeguards to store and secure information about you in compliance with the federal standards. Our systems protect your information from unauthorized access, alteration, and destruction. Access is permitted only to those individuals within our organization who need the information to perform their job responsibilities.

When we enter into agreements with other companies to provide service to us or to make products and services available to you, we include a confidentiality clause. Under such an agreement, these companies may receive information about you, but they may only use it for the intended purpose - to benefit you.

Persons covered by the privacy policy
The FWC privacy policy applies to anyone who is a current or former FWC brokerage client. We provide you with a copy of this policy when you open an account.

How we obtain information about you
In the normal course of business, we collect, retain, and use information about you to serve your financial needs, administer your account(s), and inform you of products and services that may be of interest. This data, known as non-public personal information, may be collected from several sources, including: applications and other forms you file with us (e.g. name, assets, income) and records of transactions with us, our affiliates, non-affiliated third parties, and others (i.e. credit report). Because we strive to provide you with the best possible service, the accuracy and completeness of your personal information is important to us. We ask that you review your information regularly to ensure that it is correct. Please contact your account representative or FWC directly if you need to correct or update your personal information.

Sharing Information - With Whom and Why
FWC does not sell your personal information to anyone. We restrict the types of information we share and the types of entities with whom we share it. The primary reason for sharing information about you is to increase your convenience in transacting business with us and to give you more financial service choices.

We do not disclose your personal information to nonaffiliated third parties, unless one of the following exceptions applies: We disclose personal information to service providers that assist us in processing your transactions or servicing your account. An example would be our clearing correspondent or the company which prints and mails your account statement.

Option to Opt Out and Change Notices
If for any reason at any time in the future, we find it necessary to disclose any of your personal information in a way that is incompatible with this policy, we will give you advance notice of the proposed change and the opportunity to opt out of such disclosure.

Statement of Interest Charges/Margin Policy
Clearing Details
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